Wolters Kluwer Financial Services launched mobile capabilities for its Examiner solution, which automates Code of Ethics compliance for personal trading surveillance, as required by the 1940 Act Rules. With the new mobile technology, compliance professionals can use Examiner to monitor and approve employee pre-clearance trade requests—anywhere, anytime—from any mobile device.
The new mobile technology for Examiner is built on HTML5, now widely accepted as the standard for developing cross-platform mobile and web capabilities. Examiner’s mobile functionality provides faster access to rich and detailed views of data, agnostic of the specific device running the browser, giving institutions better, faster insights for analysis.
About: Wolters Kluwer Financial Services provides more than 15,000 customers worldwide with risk management, compliance, finance and audit solutions that help them successfully navigate regulatory complexity, optimize risk and financial performance, and manage data to support critical decisions. With more than 30 offices in 20 countries, our prominent brands include: Summix®, FRSGlobal, FinArch, ARC Logics®, TeamMate®, Bankers Systems, VMP® Mortgage Solutions, AppOne®, GainsKeeper®, Capital Changes, NILS®, AuthenticWeb™ and Uniform Forms™. Wolters Kluwer Financial Services is part of Wolters Kluwer, a leading global information services and solutions provider with annual revenues of (2012) €3.6 billion ($4.6 billion) and approximately 19,000 employees worldwide.